Team Member Audit & Compliance

Job Description

• Execution of ECB Audit & Compliance team strategies.

• Auditing of operations of the assigned product in LCs according to the defined frequency.

• Send the audits emails on the DDL according to the defined within MC and regulations.

• Track and audit the needed documents for the product that are connected with APIP, Code of Ethics, ER, or Partnership Principles violations in order to guarantee these deliverables.

• Taking part in LC visits for standards tracking and audits when needed.

• Providing monthly consultancy spaces to LCs for the assigned product.

• Tracking LC on follow-up of steps provided by ECB regarding the cases that are connected with auditory issues.

• Coaching LCs on auditory on LC levels.

• Guarantee communication with TL Compliance to guarantee the audits quality and proper documents delivery every month.

• Update tools frequently to guarantee information management in auditory requests.

• Keep in contact with the MCVP Operations of your department to inform any warning point found during the audits.